Tailored in-house training

Credit, Risk, and Regulation

Develop practical expertise in credit, market, liquidity, and operational risk. Understand governance and regulatory frameworks that strengthen resilience, support compliance, and improve decision-making.

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Available courses

Kaplan's credit, risk, and regulation courses build capability across the core disciplines of modern risk management. Covering areas such as credit, market and operational risk, governance, financial crime, and balance sheet management, each course combines technical understanding with practical application.

Asset Liability and Capital Management

This course provides a practical introduction to the principles of asset liability and capital management (ALCM). Participants explore how capital, liquidity, funding, and interest rate risk interact to influence financial performance and balance sheet resilience.

Show course objectives

Explain the core principles of asset liability and capital management
Understand the interrelationship between capital, liquidity, funding, and IRRBB
Interpret key regulatory measures and risk indicators
Assess how balance sheet decisions affect risk and performance
Understand the drivers of capital and liquidity management
Apply judgement to prioritise business, funding, and risk considerations
Recognise how risks in one area impact overall organisational performance

Financial Crime and Anti-Money Laundering (AML)

This course provides a practical overview of financial crime risks and anti-money laundering (AML) responsibilities within the banking sector. Participants explore how financial institutions are exposed to money laundering, sanctions breaches, fraud, and other criminal activities.

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Explain the fundamentals of financial crime and AML
Understand predicate offences and their implications
Describe common money laundering methods
Recognise key financial crime risks across banking activities
Understand sanctions requirements and potential impacts
Identify risks relating to CFT, fraud, bribery, and tax evasion
Apply best practice principles in AML compliance
Understand escalation and reporting responsibilities
Demonstrate the importance of professional scepticism
Recognise emerging trends and evolving threats

Operational Risk

This course provides a practical introduction to operational risk and its impact across people, processes, systems, and external events. Participants explore how operational risk is identified, assessed, monitored, and managed within modern financial institutions.

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Explain the principles of operational risk management
Understand the role of risk management within financial services
Describe the relationship between governance and risk oversight
Identify key components of an operational risk framework
Understand roles and responsibilities within risk governance
Recognise the importance of reporting and risk communication
Explain the concept and drivers of risk culture
Apply operational risk assessment techniques
Support the implementation of risk management practices

Market Risk

This intermediate-level course explores the sources, measurement, and management of market risk across major asset classes, including equities, fixed income, commodities, and derivatives. Participants examine how market movements, volatility, and liquidity influence portfolio exposures.

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Identify key sources of market risk
Understand how volatility and liquidity affect risk exposures
Explain market risk across different asset classes
Apply Value at Risk (VaR) and other measurement techniques
Understand approaches to managing and mitigating market risk
Recognise relevant regulatory and governance considerations
Understand accounting principles linked to capital adequacy

Governance (including the Senior Managers Regime)

This course explores the principles of corporate governance, organisational culture, and individual accountability within UK financial services. Participants examine how governance frameworks have evolved in response to major financial events and regulatory reform.

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Explain the purpose and evolution of corporate governance
Understand key governance frameworks and regulatory standards
Describe the principles of effective oversight and accountability
Understand the structure and objectives of the SMCR
Recognise the responsibilities of senior managers and certified staff
Identify indicators of organisational culture
Understand the relationship between governance and culture
Recognise emerging trends in governance and accountability

Credit and Counterparty Risk

This course provides a practical exploration of credit and counterparty risk, focusing on how exposures arise, how they are measured, and how they are managed within financial institutions.

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Identify the main sources of credit and counterparty risk
Understand differing definitions and measurements of credit risk
Explain the relationship between credit and market risk
Understand the principles of risk mitigation and residual risk
Assess key drivers of credit risk
Interpret and validate credit risk model outputs
Recognise system and modelling implications of risk methodologies
Evaluate appropriate levels of analysis for different institutions

Banking Risk Management

This comprehensive course provides a practical overview of how banks identify, measure, and manage risk within a regulated financial system. Participants explore the core functions of banking, key risk types, and the governance and regulatory frameworks that underpin financial stability.

Show course objectives

Explain the structure and role of the financial system
Understand the core functions and business models of banks
Interpret bank balance sheets and income statements
Understand asset and liability management principles
Recognise the causes and implications of loan losses
Identify major banking risks, including credit, market, and operational risk
Understand the fundamentals of banking regulation
Explain the purpose of Basel II and Basel III frameworks
Recognise the importance of governance and risk culture
Apply risk awareness within their professional role

Tailored in-house training

Cost

Competitive pricing

Format

Online / in person

Get in touch to learn more about in-house training solutions tailored for your organisation.

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Why choose Kaplan?

Choosing Kaplan means partnering with an industry leader dedicated to your team's growth. This is why some of the most globally recognised banks and investment companies trust us for their training and development needs.

Future facing

Our courses and support tools are developed with market leading employers. We understand the current and future needs of the industry and how to equip individuals to be ready for change.

Real-world impact

Our courses help develop essential knowledge and technical skills that can be applied in the real world, and cover a range of vital and emerging topics.